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The Brandywine Review

Commentary on American law

Health and End of Life Law

Advance Directives and Surrogate Authority

Theresa Schiavo never wrote anything down. No living will, no health care proxy, no note in a chart. What her family spent years fighting over in Florida's courts was not what the law required of them, which was settled early, but what she herself would have wanted, reconstructed entirely from a handful of remembered conversations recounted by people who had every reason to remember them differently.

Cruzan v. Director, Missouri Department of Health supplies the rule that made those years of litigation necessary. Without deciding the outer edges of the right itself, the Court let Missouri condition withdrawal of an incompetent patient's own life support on proof strong enough, and specific enough, to leave little real doubt about what she herself would have chosen. A Florida trial court found proof meeting that description in Schiavo's case, crediting testimony about statements she had made years earlier, and Florida's Second District Court of Appeal affirmed that finding in 2001. The standard did exactly what Cruzan asked of it. It simply took a full evidentiary trial, years of appeals, and a family permanently divided to satisfy.

Nancy Cruzan's own case shows how thin the margin around that satisfaction can be. Missouri's courts had found the existing evidence of her wishes, mostly a single remembered conversation, too weak to meet the clear and convincing standard, and that finding was what the Supreme Court itself reviewed and left standing. Only after the case went back to Missouri did the family locate a handful of additional witnesses, former coworkers and an employer, who recalled Nancy Cruzan saying she would never want to be kept alive as what she called a vegetable. That additional testimony was enough. The state trial court authorized removal of the feeding tube in December 1990, nearly eight years after her accident, on evidence that existed the whole time but had not yet been found.

The Florida legislature then tried to override the result by statute, giving the governor a one-time power to order Schiavo's feeding tube reinserted after it had already been removed pursuant to the courts' own judgment. The Bush v. Schiavo, 885 So. 2d 321 (Fla. 2004), decision struck that statute down unanimously, holding that letting the executive branch vacate a final judicial determination for one named litigant violates the separation of powers regardless of how sympathetic the case. The ruling protected the integrity of the process Cruzan requires. It did nothing to make that process any less grueling for the next family that has to go through it without paperwork.

A signed document naming a health care agent and stating a preference would have made most of that litigation unnecessary from the start, and every state now makes it easy to sign one. The harder problem, and the one that keeps recurring even for families that did plan ahead, is that a generic directive drafted years before a crisis rarely anticipates the specific decision a doctor is actually asking about. A document that says no heroic measures in the event of a terminal condition answers very little when the question on the table is whether to attempt a course of dialysis with uncertain odds, or whether to wean a ventilator over days rather than stopping it outright, or whether a treatment invented after the document was signed even counts as one of the measures its author meant to refuse. The Physician Orders for Life-Sustaining Treatment framework, now adopted in some form in most states, exists specifically to close that gap by converting a patient's general wishes into concrete medical orders close to the point of care, precisely because a directive signed a decade earlier so often undershoots the decision actually in front of the clinician. The form itself is short by design, a single page a physician fills out with the patient or the patient's surrogate, translated into standing medical orders that travel with the patient between a hospital, a nursing facility and an ambulance crew in a way a notarized directive locked in a filing cabinet never does. It solves the undershoot problem for whoever is dying soon enough to have the conversation. It does nothing for the much larger number of people who sign a directive decades before any specific decline is in view and never revisit it.

Where no directive exists at all, states fall back on a default surrogate hierarchy, typically running from spouse to adult child to parent to sibling, a structure the Uniform Health-Care Decisions Act supplied as a model in 1993. Adoption of that model has been uneven and, more importantly, uneven in a way that changes what a family is actually allowed to do. Only a handful of states let a default surrogate authorize withdrawal of any life-sustaining treatment without further restriction. A number of states require something more before a surrogate may withdraw nutrition and hydration specifically, and the shapes that something more takes are not interchangeable. The federal government's own review of state surrogate law found that, at the far end, "Arizona and Ohio entirely bar surrogates from authorizing the withholding or withdrawal of nutrition and hydration, absent a court order." The two statutes get there differently. Arizona bars a default surrogate, meaning anyone who is not the patient's own designated agent or a court-appointed guardian, from consenting to that withdrawal at all; the only workaround is to become a guardian first, an appointment a court has to grant before the surrogate may say yes to anything. Ohio takes a different route to a similar result: a surrogate under its own hierarchy can consent, but a probate court still has to separately issue an order authorizing the withdrawal before a physician may act on that consent. One state controls who is allowed to speak for the patient at all; the other lets the usual surrogate speak, then makes a judge sign off regardless. A spouse standing at the same bedside, describing the same conversations, has more authority in one state than in the neighboring one, and moving the patient across a state line for better care can mean moving into a jurisdiction where the same spouse's word alone is no longer enough.

None of this reaches the version of the problem Schiavo actually presented, which had nothing to do with who was authorized to decide or how much evidence a court would accept. Better statutes can specify who decides and how firm the proof must be. They cannot manufacture a conversation that never happened, and a directive nobody signed protects nothing no matter how generous the surrogate statute standing behind its absence turns out to be.